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FINRA Awards for Ephraim J. Pierre

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0008306/23/2022Claimant(s): Dawn Winship
Claimant Lawyers(s): Dawn Winship
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Ephraim J. Pierre
Arbitrator(s): Michael G. Clark, Kirtley M. Thiesmeyer, Audrey Lynne Myer
Hearing Site: Los Angeles, CA
20-0254212/13/2021Claimant(s): Joshua Shapiro
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Annuities Distributors
Respondent Lawyers(s): Ephraim J. Pierre
Arbitrator(s):
Hearing Site: Hartford, CT

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