Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01420 | 02/27/2024 | Claimant(s): Matthew Langhorst, Rebecca Hallman Claimant Lawyers(s): Bryon Romine Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Richard C. Corse, Thomas W. Allen, Don G Miller Hearing Site: Dallas, TX | ||
| 12-01677 | 10/19/2012 | Claimant(s): Kimon Daifotis, Charles Schwab & Co.. Claimant Lawyers(s): Audette P. Morales Respondent(s): Don Miller, Donald C. Miller Cust IRA Rollover, Donald C. Miller Cust Roth Contrib, IRA Respondent Lawyers(s): Thomas F. Shine Arbitrator(s): James N. D'Orso, Jerold R. Babin, Linda M. McCoy Hearing Site: San Francisco, CA | Expungement |