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FINRA Awards for Robert B Ericson

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0090408/31/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Robert B Ericson
Respondent(s): Mark Ervin
Respondent Lawyers(s): Brennan H. Moss
Arbitrator(s): Jonathan H. Krotinger
Hearing Site: San Francisco, CA
19-0090508/30/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Robert B Ericson
Respondent(s): David Vigil
Respondent Lawyers(s): David Vigil
Arbitrator(s): Isidoro Berkman
Hearing Site: San Francisco, CA

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