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FINRA Awards for Carol Silverman

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0180411/19/2018Claimant(s): Carol Silverman
Claimant Lawyers(s): Joseph E. Gasperetti
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Brandy Pinkus
Arbitrator(s): Roger B. Jacobs
Hearing Site: New York, NY
17-0014502/08/2018Claimant(s): Carol Silverman
Claimant Lawyers(s): Joseph E. Gasperetti
Respondent(s): Nina Schurz, Raymond, James & Associates.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Pamela H. Roderick, Sandra J. Mullings, Sheryl E. Elias
Hearing Site: New York, NY

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