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FINRA Awards for Dempsey Lord Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0269305/17/2021Claimant(s): Travis Jennings
Claimant Lawyers(s): Harris Freedman
Respondent(s): Dempsey Lord Smith
Respondent Lawyers(s): Joel R. Beck
Arbitrator(s): Martin M. Van Luven
Hearing Site: Tampa, FL

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