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FINRA Awards for David O.N. Johnson

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0027907/07/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Ernest W. Irons
Respondent(s): Susan Keator
Respondent Lawyers(s): David O.N. Johnson
Arbitrator(s): Andrew R. Dick
Hearing Site: Minneapolis, MN

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