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FINRA Awards for James A. Murphy

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0297204/29/2021Claimant(s): Jason Ortiz
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): James A. Murphy
Hearing Site: Chicago, IL

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