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FINRA Awards for Phillip Scott

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0356707/11/2017Claimant(s): Phillip Scott
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: San Francisco, CA

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