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FINRA Awards for Kenneth Alan Horswell

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0534802/17/2012Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Kenneth Horswell
Respondent Lawyers(s): Kenneth Alan Horswell
Arbitrator(s): James G. Cooper, Michael J. Ahlstrom, Jeff Kilgore
Hearing Site: Houston, TX

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