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FINRA Awards for Frank C. Botta

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0273504/15/2022Claimant(s): Steven McGarrity
Claimant Lawyers(s): Alan E. Cech
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Jeffrey Sturgeon
Arbitrator(s): Jim Geiger, Linda Arlene Michler, Frank C. Botta
Hearing Site: Pittsburgh, PA
18-0132601/08/2019Claimant(s): NEXT Financial Group.
Claimant Lawyers(s): Michael A. Rodriguez
Respondent(s): Douglas Simanski
Respondent Lawyers(s): Douglas P. Simanski
Arbitrator(s): Stuart C. Gaul, Arthur Lewis Goldberg, Frank C. Botta
Hearing Site: Pittsburgh, PA

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