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FINRA Awards for Karl L. Marquardt

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0148201/02/2019Claimant(s): Christopher Mittleman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Karl L. Marquardt
Arbitrator(s): Michele S. Riley
Hearing Site: New York, NY

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