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FINRA Awards for Chad Gottlieb

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0548404/20/2010Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Chad Gottlieb
Respondent(s): Jose Rosario
Respondent Lawyers(s): Jose Rosario
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
09-0395412/15/2009Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Chad Gottlieb
Respondent(s): Thomas Pie
Respondent Lawyers(s): Thomas More Pie
Arbitrator(s): Jerry G. Kos
Hearing Site: Pittsburgh, PA
09-0395512/15/2009Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Chad Gottlieb
Respondent(s): Matthew Houston
Respondent Lawyers(s): Matthew Salvador Houston
Arbitrator(s): John Michael Watson
Hearing Site: Houston, TX

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