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FINRA Awards for F. Scott Pfeiffer

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0455509/19/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael W. Starr
Respondent(s): Thomas Akins
Respondent Lawyers(s): F. Scott Pfeiffer
Arbitrator(s): Robert H. Putnam
Hearing Site: Charlotte, NC

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