FINRA Awards for Frederick H. Bruce

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
14-03281	05/26/2015	Claimant(s): Theodore Longo Claimant Lawyers(s): W. Preston Martin Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jill M. Del Monico Arbitrator(s): Frederick H. Bruce Hearing Site: New Orleans, LA
10-01141	12/13/2011	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance Claimant Lawyers(s): Jason K. Roberts Respondent(s): Daniel Hudson Respondent Lawyers(s): Bruce V Schewe Arbitrator(s): Frederick H. Bruce, Lynne R. Stern, Kathryn M. Welsh Hearing Site: New Orleans, LA