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FINRA Awards for Adam Charles Nicolai

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0298508/07/2017Claimant(s): Kevin Kugley
Claimant Lawyers(s): Adam Charles Nicolai
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Timothy L. Andrews, Jeffrey R. Jury, Brian James Tagtmeier
Hearing Site: Houston, TX

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