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FINRA Awards for Clifford D. Dawkins

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0033006/05/2020Claimant(s): Ignatius Desimone
Claimant Lawyers(s): Edward Hernstadt
Respondent(s): Mirae Asset Securities (USA) Inc.
Respondent Lawyers(s): Dov Kesselman
Arbitrator(s): Mary P. Bass, Jay Alan Kranis, Clifford D. Dawkins
Hearing Site: New York, NY

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