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FINRA Awards for Michael J. Ernst

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0024810/02/2018Claimant(s): John Kincaid
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cetera Advisors LLC, Legacy Financial Services.
Respondent Lawyers(s): Christina Vourakis, Michael J. Ernst
Arbitrator(s): William M. Howard
Hearing Site: Phoenix, AZ

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