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FINRA Awards for Charles E. Garner

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0278704/22/2015Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Charles Garner
Respondent Lawyers(s): Charles E. Garner
Arbitrator(s): William E. Hartsfield
Hearing Site: Dallas, TX

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