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FINRA Awards for David T. Berman

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0173609/24/2010Claimant(s): Wachovia Securities
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): David Berman
Respondent Lawyers(s): David T. Berman
Arbitrator(s): Marcy R. Greer
Hearing Site: Clearwater, FL

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