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FINRA Awards for Kenneth I. Rosenblum

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0045304/16/2009Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): William Winston
Respondent Lawyers(s): Ethan Chernin
Arbitrator(s): Robert S. Fash, Kenneth I. Rosenblum, Ronald E. Ogden
Hearing Site: Los Angeles, CA
08-0131201/23/2009Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Jeremiah Smith
Respondent Lawyers(s): Jeremiah L. Smith
Arbitrator(s): Robert S. Fash, Kenneth I. Rosenblum, Robert Bruce MacDonald
Hearing Site: Los Angeles, CA

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