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FINRA Awards for Lisa M. Roth

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0547110/21/2010Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): John Farrell
Respondent(s): Kristian Colvin
Respondent Lawyers(s): Jenny K. Goodman
Arbitrator(s): Lisa M. Roth, Janice L. Sperow, Sally G. Williams
Hearing Site: San Diego, CA

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