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FINRA Awards for Mary Elizabeth Satran

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0333801/29/2021Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Gary Helbling
Respondent Lawyers(s): Alex Mazzella
Arbitrator(s): Mary Elizabeth Satran
Hearing Site: Hartford, CT
17-0251010/26/2018Claimant(s): Invest Financial Corporation
Claimant Lawyers(s): Scott A. Chernich
Respondent(s): John Glowka
Respondent Lawyers(s): John Tony Glowka
Arbitrator(s): Mary Elizabeth Satran
Hearing Site: Hartford, CT
12-0182111/24/2015Claimant(s): Morgan Stanley
Claimant Lawyers(s): David W. Schmidt
Respondent(s): Denise Yuu
Respondent Lawyers(s): Anthony R. Minchella
Arbitrator(s): John B. Dew, Mary Elizabeth Satran, Michael P. Breton
Hearing Site: Hartford, CT
08-0178606/10/2009Claimant(s): Radhakrishnan Nair
Claimant Lawyers(s): Radhakrishnan Nair
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): E. Andre Velez
Arbitrator(s): Cheryl H. Agris, Mary Elizabeth Satran, Eileen Devaney Leo
Hearing Site: Hartford, CT

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