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FINRA Awards for Clifford Matthew Olson

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0344912/17/2015Claimant(s): Richard Divenuto
Claimant Lawyers(s): James E. Heavey
Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Edward S. Bradley, David S. Billet, Clifford Matthew Olson
Hearing Site: New York, NY
13-0343507/01/2014Claimant(s): Lisa Puntillo
Claimant Lawyers(s): Carlos Ricca
Respondent(s): Bradley Tolkin, Ira Theodore, Margaret Tolkin
Respondent Lawyers(s): Brian Brick
Arbitrator(s): Clifford Matthew Olson
Hearing Site: New York, NY
Expungement
12-0316503/25/2013Claimant(s): Mark Picard
Claimant Lawyers(s): Julian Friedman
Respondent(s): Millenco
Respondent Lawyers(s): Allan S. Sexter
Arbitrator(s): Clifford Matthew Olson
Hearing Site: New York, NY

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