Potomac Analytics' Logo

FINRA Awards for Audrey H. Ruben

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0411506/21/2012Claimant(s): Lehman Brothers Holdings.
Claimant Lawyers(s): Barry S. Gold
Respondent(s): Kevin Kramer
Respondent Lawyers(s): Edward S. Zusman
Arbitrator(s): Audrey H. Ruben, Karen A. Lockwood, Robert B. Hansohn
Hearing Site: Los Angeles, CA
08-0094401/11/2010Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Thomas A. Volz
Respondent(s): Sue Lee
Respondent Lawyers(s): Robert J. Girard
Arbitrator(s): Audrey H. Ruben, James S. Carlson, Marc S. Joseph
Hearing Site: Los Angeles, CA

2 Results

Display: