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FINRA Awards for Jolie Bales

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0628003/19/2012Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Julianne L. Peck
Respondent(s): Jolie Bales
Respondent Lawyers(s): Mark J. Astarita
Arbitrator(s): Michelle Judy Brant, William A. Husa, Michael J. Fish
Hearing Site: San Francisco, CA

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