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FINRA Awards for Thomas Norris

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0052710/22/2019Claimant(s): Thomas Norris
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI

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