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FINRA Awards for Andrew M. Zack

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0126104/07/2008Claimant(s): Advanced Equities.
Claimant Lawyers(s): Andrew M. Zack
Respondent(s): Denise Kappel
Respondent Lawyers(s): Nicholas P. Iavarone
Arbitrator(s): Thomas F. Mahoney, Ann Breen-Greco, Champ W. Davis
Hearing Site: Chicago, IL

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