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FINRA Awards for Adam D. Herzog

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0442612/28/2011Claimant(s): Eric Goldstein
Claimant Lawyers(s): Adam D. Herzog
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Lynn U. Thorpe
Arbitrator(s): Raymond P. Buschmann
Hearing Site: Chicago, IL

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