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FINRA Awards for Peter Prunty

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0168707/29/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jeffrey I Kohn
Respondent(s): Morgan Stanley & Co., Mark Mensack, Peter Prunty, Richard Maratea
Respondent Lawyers(s): James C Shah, Jeffrey I Kohn
Arbitrator(s): E. William Pastor, David B. Harwi, Michael J. Garry
Hearing Site: Philadelphia, PA

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