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FINRA Awards for Comprehensive Asset Management

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0012811/07/2017Claimant(s): Thomas O'connell
Claimant Lawyers(s): George L. Mahr
Respondent(s): Comprehensive Asset Management
Respondent Lawyers(s): Glenn Aufrichtig
Arbitrator(s): Joan M. Traub, Edward W. Morris, Joseph Antim Galati
Hearing Site: Newark, NJ

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