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FINRA Awards for Daniel M. Yamshon

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Displaying 41-43 out of 43 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0401706/09/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Jess Perez
Respondent Lawyers(s): Jess Perez
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
07-0233302/11/2010Claimant(s): Aaron Leone
Claimant Lawyers(s): Jesper I. Rasmussen
Respondent(s): WAMU Investments.
Respondent Lawyers(s): Douglas A. Wickham
Arbitrator(s): Daniel M. Yamshon, William A. Husa, Joseph M. O'Connor
Hearing Site: San Francisco, CA
07-0258208/26/2009Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Eun-Joo Chang
Respondent Lawyers(s): Ekwan E. Rhow
Arbitrator(s): Alexander L. Mazour, Carol Ann Jensen, Daniel M. Yamshon
Hearing Site: San Francisco, CA

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