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FINRA Awards for Stacie H. Rosenzweig

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0421506/10/2014Claimant(s): Randall Auker
Claimant Lawyers(s): Stacie H. Rosenzweig
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): James D. Adducci, Kenneth J. Good, Thomas Michael Genovese
Hearing Site: Chicago, IL

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