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FINRA Awards for Jo Ann Numbers

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0352204/14/2009Claimant(s): Financial Network Investment Corporation, Homeland Credit Union
Claimant Lawyers(s): John P. Thomas
Respondent(s): Mark Justice, Justice Financial Services., Mark Justice Financial.
Respondent Lawyers(s): James K. Cutright
Arbitrator(s): W. Sean Kelleher, Jo Ann Numbers, Stanley Kenneth Evans
Hearing Site: Columbus, OH
08-0116209/22/2008Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Richard A. Karoly
Respondent(s): Thomas Hodges
Respondent Lawyers(s): Thomas S. Hodges
Arbitrator(s): Emily J. Lewis, John B. Glueckert, Jo Ann Numbers
Hearing Site: Cincinnati, OH
Stipulated Award

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