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FINRA Awards for David C. Redford

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0329602/11/2022Claimant(s): Daryl Allen, Frank Hogan, Langston Turner
Claimant Lawyers(s): Rogge Dunn
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Stephen M. Kramarsky
Arbitrator(s): David C. Redford, Michael S. Yauch, Lewis Kenneth Harley
Hearing Site: Houston, TX
15-0266008/24/2016Claimant(s): Rodney Ellis
Claimant Lawyers(s): James M. Douglas
Respondent(s): Rice Financial Products Company
Respondent Lawyers(s): Lisa-Sheri K. Torrence
Arbitrator(s): David C. Redford
Hearing Site: Houston, TX
11-0127409/19/2011Claimant(s): Renato Virata
Claimant Lawyers(s): Renato Garcia Virata
Respondent(s): Invesco Distributors.
Respondent Lawyers(s): Wes R. McCart
Arbitrator(s): David C. Redford
Hearing Site: Houston, TX

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