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FINRA Awards for LPL Financial LLC

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Displaying 291-291 out of 291 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0128701/22/2010Claimant(s): A. Kovacs
Claimant Lawyers(s): Brian E. Bro
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): N. Nancy Ghabai
Arbitrator(s): Mark C. Watler, James A. Parker, Matthew Crump
Hearing Site: Houston, TX

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