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FINRA Awards for Sandra Dalton

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0051612/19/2017Claimant(s): Michael Treinen, Sandra Dalton, William Bahney
Claimant Lawyers(s): Amy B. Bard
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Amy B. Bard
Arbitrator(s): John J. Fitzpatrick
Hearing Site: San Francisco, CA

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