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FINRA Awards for Colin Hawkes

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0384008/09/2019Claimant(s): Colin Hawkes, Stacy Oster
Claimant Lawyers(s): Valerie I. Holder
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Matthew F. Renna
Arbitrator(s): Sterling N. Frost
Hearing Site: Seattle, WA

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