FINRA Awards for Commerce Capital Markets.

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-03969	04/10/2013	Claimant(s): Skip Massengill Claimant Lawyers(s): George Bochetto Respondent(s): Commerce Capital Markets., TD Wealth Management Services Inc. Respondent Lawyers(s): Risa B. Boerner Arbitrator(s): Carol H. Gold, E. William Pastor, Timothy J. Tarpey Hearing Site: Philadelphia, PA
08-04657	10/02/2009	Claimant(s): Stanley Gregor Claimant Lawyers(s): Joseph Sullivan Respondent(s): Commerce Capital Markets. Respondent Lawyers(s): Joseph G. Antinori Arbitrator(s): Benham Fuhrman, John James McGovern, Stephen J. Scherf Hearing Site: Philadelphia, PA