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FINRA Awards for Risa B. Boerner

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0396904/10/2013Claimant(s): Skip Massengill
Claimant Lawyers(s): George Bochetto
Respondent(s): Commerce Capital Markets., TD Wealth Management Services Inc.
Respondent Lawyers(s): Risa B. Boerner
Arbitrator(s): Carol H. Gold, E. William Pastor, Timothy J. Tarpey
Hearing Site: Philadelphia, PA

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