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FINRA Awards for Phillip Alden Hofling

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0188801/23/2019Claimant(s): Michael Ball
Claimant Lawyers(s): Michael Bessette
Respondent(s): Sentra Securities Corporation
Respondent Lawyers(s): Phillip Hofling
Arbitrator(s): Donald N. Tolin
Hearing Site: Denver, CO
15-0041912/02/2015Claimant(s): Gary Breda
Claimant Lawyers(s): Megan Christensen
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): J. Burke McCormick
Arbitrator(s): Thomas C. Tretter, Joseph Peter Colonna, Phillip Alden Hofling
Hearing Site: Boston, MA

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