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FINRA Awards for Andrew R. Epstein

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0175908/31/2021Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): George Guerra
Respondent(s): Amy Zwaan
Respondent Lawyers(s): James H. Wilkins
Arbitrator(s): Andrew R. Epstein, Lester Friedman, John J. Fitzpatrick
Hearing Site: San Francisco, CA
08-0437411/23/2009Claimant(s): Mark Steele
Claimant Lawyers(s): Keith Ehrman
Respondent(s): Thomas Weisel Partners LLC
Respondent Lawyers(s): Thomas P. Klein
Arbitrator(s): Andrew R. Epstein, James N. D'Orso, Peter H. Daly
Hearing Site: San Francisco, CA

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