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FINRA Awards for Lisa Bertain

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0022204/28/2015Claimant(s): Levi Nagel
Claimant Lawyers(s): Michael Blumenfeld
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Lisa Bertain
Arbitrator(s): Christine A. Page
Hearing Site: Los Angeles, CA

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