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FINRA Awards for Gregory Rothery

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0147207/22/2016Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Jordan D. Maglich
Respondent(s): Gregory Rothery
Respondent Lawyers(s): Scott Matasar
Arbitrator(s): Stuart Sinai, Mimi B. Osiason, Kenneth M. Jackson
Hearing Site: Nashville, TN

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