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FINRA Awards for Brad N. Nussbaum

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0358303/09/2010Claimant(s): Wachovia Securities Financial Network
Claimant Lawyers(s): Gregory Tendrich
Respondent(s): Brad Nussbaum
Respondent Lawyers(s): Brad N. Nussbaum
Arbitrator(s): Harry D. Frisch
Hearing Site: Newark, NJ
09-0195309/14/2009Claimant(s): Summit Brokerage Services.
Claimant Lawyers(s): Michael Lang
Respondent(s): Brad Nussbaum
Respondent Lawyers(s): Brad N. Nussbaum
Arbitrator(s): Marvin Schleyer
Hearing Site: Newark, NJ

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