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FINRA Awards for Bernard F. Vail

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0350808/30/2017Claimant(s): Daniel McPherson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America., Cetera Advisors LLC, Parkland Securities
Respondent Lawyers(s): David G. Smitham, Denis C. Dice, John McClellan
Arbitrator(s): Bernard F. Vail
Hearing Site: Boise, ID
11-0319702/15/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Shawn Higley
Respondent Lawyers(s): Shawn Orin Higley
Arbitrator(s): Bernard F. Vail
Hearing Site: Portland, OR

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