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FINRA Awards for Ronald G. Johnson

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0139112/19/2016Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Jay Davis
Respondent Lawyers(s): Jay Robert Davis
Arbitrator(s): Ronald G. Johnson, C. Sumpter Logan, Edward J. Lynch
Hearing Site: Dallas, TX
09-0347706/17/2010Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Martin S. Chester
Respondent(s): Michael Dagnan
Respondent Lawyers(s): Michael Asher Dagnan
Arbitrator(s): Ronald G. Johnson
Hearing Site: Dallas, TX
07-0071311/21/2007Claimant(s): RBC Dain Rauscher.
Claimant Lawyers(s): Carolyn Guy
Respondent(s): Donald Relyea
Respondent Lawyers(s): Donald H. Relyea
Arbitrator(s): Henry Hermann, Ronald G. Johnson, Terry Landry
Hearing Site: Dallas, TX

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