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FINRA Awards for Robert E. Graves

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0144810/31/2019Claimant(s): Joseph Bollinger
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Langfred W. White, Stuart K. Furman, Robert E. Graves
Hearing Site: Jackson, MS

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