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FINRA Awards for Steven C. Lawrence

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0104703/29/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): William Flowers
Respondent Lawyers(s): Steven C. Lawrence
Arbitrator(s): Richard E. Miley
Hearing Site: Raleigh, NC
11-0348703/13/2012Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Brian R. Mills
Respondent(s): Joseph Jackson
Respondent Lawyers(s): Steven C. Lawrence
Arbitrator(s): Stephen P. Hoffman
Hearing Site: Raleigh, NC
08-0164408/21/2009Claimant(s): Wachovia Securities
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): Richard Hobgood
Respondent Lawyers(s): Steven C. Lawrence
Arbitrator(s): James Edward Banks, Charles K. ReCorr, Michael James Childers
Hearing Site: Raleigh, NC

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