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FINRA Awards for Pauline Newman

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0073409/18/2014Claimant(s): Philip Bresnick
Claimant Lawyers(s): Scott E. Rahn
Respondent(s): Pauline Newman
Respondent Lawyers(s): Pauline Newman
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
Expungement

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