FINRA Awards for Ann Breen-Greco

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-01910	12/05/2012	Claimant(s): Dana Levenson Claimant Lawyers(s): Jeffrey L. Liddle Respondent(s): RBS Securities Inc. Respondent Lawyers(s): Jill L. Rosenberg Arbitrator(s): Peter Ordower, Ann Breen-Greco, Brian E. Slotky Hearing Site: Chicago, IL
06-01261	04/07/2008	Claimant(s): Advanced Equities. Claimant Lawyers(s): Andrew M. Zack Respondent(s): Denise Kappel Respondent Lawyers(s): Nicholas P. Iavarone Arbitrator(s): Thomas F. Mahoney, Ann Breen-Greco, Champ W. Davis Hearing Site: Chicago, IL